Job Title: Registered Funds Associate

Location: Washington, NY, Boston, Chicago

Firm Description:

The firm is a leading international law firm renowned for handling transformative legal and business developments. They offer dynamic, innovative work for a diverse range of global clients and provide a training program recognized as one of the finest in the industry. Their collegial and collaborative culture supports professional growth and excellence.

Why Choose the Firm:

The firm consistently ranks among the top legal workplaces, recognized for their commitment to clients, lawyers, and communities. They are proud to be highly ranked on The American Lawyer’s A-List for their dedication to excellence in client service and legal practice.

Job Summary:

The firm is seeking an experienced Registered Funds Associate with 3-6 years of legal experience to join their Asset Management Group within the Corporate Department. This role involves providing legal counsel on matters related to registered investment companies and their advisers.

Duties and Responsibilities:

• Provide legal advice on matters related to registered investment companies, including mutual funds, ETFs, closed-end funds, and business development companies.
• Advise investment advisers on business and regulatory issues.
• Assist with fund formation, registration, and compliance.
• Provide guidance on product development, including novel fund designs.
• Review and draft legal documents such as prospectuses, statements of additional information, and shareholder reports.
• Conduct legal research on regulatory issues and industry trends.
• Ensure compliance with securities laws, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
• Represent clients in dealings with regulatory authorities, including the SEC.
• Collaborate with clients, internal teams, and regulatory bodies to address legal issues.
• Offer expertise in related areas, such as mergers and acquisitions in the financial services sector.
• Mentor and provide guidance to junior attorneys and legal staff.

Required Skills and Abilities:

• 3-6 years of experience as a Registered Funds Attorney.
• Strong knowledge of securities laws and regulations related to registered investment companies and advisers.
• Excellent analytical, research, and problem-solving skills.
• Ability to communicate complex legal concepts effectively to clients and stakeholders.
• Proven ability to build and maintain client and colleague relationships.
• Flexibility to work independently and as part of a global team.
• J.D. degree from an accredited law school and admission to the bar in the relevant jurisdiction.

The expected salary for this position is $260,000 to $390,000 (depending on experience and other job-related factors). To apply, please submit your cover letter, resume, and law school transcript to apply.